Friday, 4 October 2013

JUDICIARY AND TRAINING+
by Justice S.B. Sinha++

Cite as : (2004) 7 SCC (J) 39

I am grateful to the Institute of Judicial Training and Research for giving me this opportunity to be amidst you this evening.
First of all, let me congratulate the new recruits to the judicial service who are undergoing training.
Getting through successfully into the judicial service is the aspiration of thousands of young advocates of this country. In fact, a recent survey conducted in Delhi and Bangalore found that the first career preference of law students was the judiciary—49% in Delhi and 45% in Bangalore. So, it cannot be doubted that you belong to a much-sought-after and prestigious service. There is no other service where one is truly independent and where his or her peers can only judge one's conduct. I can well imagine the amount of industry, patience and stern discipline and how many hours of self-denying toil has been put in by you young men and women, who have been able to make it to this service.
Need for continuing education
Many of you must have wondered why you were asked to undergo some training even after having passed the judicial service examination. Surely, you have had your basic routine education in school and professional education in a law college and you have spent some years at the Bar also before taking the judicial service examination. So, why should you have to undergo any training at all? I am sure that by having spent some time in this Academy, you must have now had some indication of, and perhaps also realised, the importance of professional training for the discharge of your duties as judicial officers.
But let me put it in a proper perspective. One of our greatest jurists, Mr Palkivala once described education, in one of his addresses, as the technique of transmitting civilisation. In order that it may transmit civilisation, education has to perform two major functions: it must enlighten the understanding, and it must enrich the character.
The two marks of a truly educated man, whose understanding has been enlightened, are the capacity to think clearly and his intellectual curiosity. If you have imbibed the ability to think clearly, you will adopt an attitude of reserve towards ideologies that are popular and be critical of the nostrums that are fashionable; enabling you to find the truth. Intellectual curiosity would enable you to continue and intensify the process of learning even after you have finished your training.
The second function of education is to enrich the character. What we need today, more than anything else is moral leadership—founded on courage, intellectual integrity and a sense of values. If you have been able to assimilate some of these attributes during the course of your training, only then I shall consider that this Academy has fulfilled its objective of imparting you proper education and the necessary training. You must appreciate that as members of the judicial service, you perform an important duty and belong to one of the important wings of administration. More importantly, in the course of your duties you would be discharging the essential sovereign function of dispensing justice.
This is where character is important. It is easy to get carried away with the importance of your position and to wield power that you never had before. But, you must remember that you are dispensing something divine, that is, justice according to law and reason. The power that you hold is, therefore, limited and circumscribed and not absolute. You cannot exercise power beyond your jurisdiction, and a man of character will be able to determine where his jurisdiction ends and when he begins to wield power that is beyond his jurisdiction. Training at the Academy is intended to guide you to appreciate your limits and thereby help you to build your character.
Attributes of a judge
Every judicial system consists of two components—a framework provided by the law and the judges who work within the system. The effectiveness of a system usually depends, in a substantial measure, on the effectiveness of the men who belong to and operate the system. The judicial system, even if it is perfectly structured, may yet not be an effective justice-delivery system if the persons working as judicial officers and administrative officers discharging judicial functions do not have the requisite operational skill or are not enthused to deliver robust substantial justice. Therefore, the quality of justice depends more on the men who administer the laws than on the laws they administer. It is these men and women who constitute the critical factor in the system, which has been operating for more than a century in this country.
For this reason, many people believe that our justice-delivery system, which has existed for so long is not at fault—they believe that it is the judges who are to be blamed for the ills of the system. Therefore, the judiciary today is at a crossroad. Accountability of judges is being talked about. There is nothing to worry about this and we must remember what Lord Atkin said in Andre Paul Terence Ambard v. Attorney General of Trinidad1 He said: (AIR p. 146)
"Justice is not a cloistered virtue: she must be allowed to suffer the scrutiny and respectful even though outspoken comments of ordinary men."
But there are some people who could unfairly use all the weaponries in their possession on the least provocation. In this, you need to be forewarned and forearmed. The first and foremost attribute that you must inculcate as a judicial officer and a member of the judiciary is the necessity of living such a life and conducting yourselves in such a manner, both inside and outside the court, so as not to provoke the critics. You have to make yourselves totally above criticism. But when there is constructive criticism, it must be accepted without being oversensitive about the issue.
The concept of accountability is connected with the power to govern. A person who is given the authority to govern has certain duties, obligations and functions to be performed. But it is to be mentioned that there have been complaints against the judiciary by the legislators and the executive that the former impedes social development by misappropriating power, which does not belong to it. But this should not unduly bother you, for the Supreme Court said that:
"In the free marketplace of ideas criticisms about the judicial system or judges should be welcomed, so long as such criticisms do not impair or hamper the administration of justice." (P.N. Duda v. P. Shiv Shanker2, p. 178, para 9)
Judges play a pivotal part in the administration of justice and further the trial Judge has a greater role to play in the dispensation of justice. Impartiality, honesty, knowledge and sincerity are the basic and inherent qualities which a trial Judge must possess in the discharge of his duty as a judicial officer.
The conduct of every judicial officer should be above reproach. He should be conscientious, studious, comprehensive, courteous, patient, punctual, just, impartial, fearless of public glamour, regardless of public praise and indifferent to private, political or partisan influences; he should administer justice according to law and deal with his appointment as a public trust; he should neither allow other affairs or his private interests to interfere with the prompt and proper performance of his judicial duties nor should he administer the office for the purpose of advancing his personal ambitions or increasing his popularity.
Judges are expected to be impeccable in their dealings. Each case coming before the judge has its own peculiarity and requires a fresh application of mind and skill. A judge has to constantly be a creative artist. His work, therefore, requires constant thinking and display of talent.
In light of the position projected above, the nature of judicial office, and the independence of the judiciary, personal conduct and official conduct of men who preside over this the most important branch of State have to be approached with care and caution. You must remember that judges are not employees of anybody. As members of the judiciary, you exercise the sovereign judicial power of the State. At whatever level they may be, judges represent the State and its authority (See All India Judges' Assn. v. Union of India3)
It is, therefore, essential that the personality of the judge, which in ultimate analysis consists of his equipment, behaviour and attitude, is developed to optimise the efficiency of the justice-delivery system.
I would like to end this aspect of the discussion with sagely advice given by the Greek philosopher Socrates over 2000 years ago:
"Four things belong to a judge: to hear courteously, to answer wisely, to consider soberly, and to decide impartially."
Administration of justice
Philosophers have long debated and discussed what is justice. But, we need not enter that domain, for we are concerned more with the administration of justice rather than its theoretical aspects.
Democratic polity of India is based on rule of law.
Ours is a vibrant democracy, which not only has a strong and independent judiciary but also integrates with a society that recognises the existence of the rule of law. For the continued existence and sustenance of a truly democratic State, administration of justice should be in the hands of not only competent but also impartial, independent and conscientious persons so that justice is rendered and rule of law is upheld, both of which are imperative for a free society.
We have given ourselves a beautiful Constitution with a high tone. However, it is widely accepted that it is not the letters of the Constitution but the people who manage it, that make it successful. India has been a great country with one of the greatest and oldest civilisations to boast about.
This is not what we say about ourselves; it is the perception of many scholars of foreign origin as well. I will quote Friedrich Muller, a German scholar, in this behalf:
"If I were to look over the whole world to find out the country most richly endowed with all the wealth, power and beauty that nature can bestow—in some parts a very paradise on earth—I should point to India. If I were asked under what sky the human mind has most fully developed some of its choicest gifts, has most deeply pondered on the greatest problems of life, and has found solutions of some of them which well deserve the attention even of those who have studied Plato and Kant—I should point to India. And if I were to ask myself from what literature we, here in Europe, we who have been nurtured almost exclusively on the thoughts of Greeks and Romans, and of one Semitic race, the Jewish, may draw that corrective which is most wanted in order to make our inner life more perfect, more comprehensive, more universal, in fact more truly human, a life, not for this life only, but a transfigured and eternal life—again I should point to India."
However, that is what India was once upon a time. We cannot, with equal authority, claim this to be present-day India.
In our country the judiciary has been entrusted with the task to ensure actualisation of the rights granted to citizens, and also with the task of seeing that the other limbs of the Government function within the constitutionally ordained parameters, especially when dealing with rights of citizens. It is, therefore, imperative that the judicial system is effective and efficient so that the laws conferring rights, and prescribing norms for the functioning of the executive are not rendered ornate phrases, meaningless in content.
It is in this context that we may now observe some emerging trends that our justice-delivery system will face in the near future.
1. Human rights jurisprudence
We have long accepted human rights as one of the founding pillars of our Constitution. Part III of our Constitution incorporates many aspects and principles of the Universal Declaration of Human Rights, 1948 as well as the International Covenant on Civil and Political Rights, 1966 which is an optional protocol to the Universal Declaration. Our judicial system ensures that every citizen shall have an effective remedy for enforcing his rights or freedoms. The legal maxim ubi jus ibi remedium is not an empty promise.
But we need to now focus on a new and developing strain of thought, that is, victimology. Are the victims of crime being adequately rehabilitated and is the criminal justice system adequately punishing the guilty? These are questions that we need to ask ourselves and try to find an answer. It is often said that criminals are ruling the roost with large-scale crimes, including murders, dacoities and white-collar crimes, which have assumed frightening and varied proportions. Women are not safe. There are frequent incidents of rape, molestation, and sexual harassment at workplaces, cases of bride burning and dowry deaths. In fact, the crime clock records 25 violent crimes every hour, including murders, culpable homicides, rapes and kidnappings. There is at least one dowry death every hour. Is our judicial system able to cope with the challenges thrown by hardened criminals?
Our criminal justice-delivery system bears a big question mark. Only 30 to 35 per cent of all criminal cases end in conviction, while 90 to 95 per cent of matters involving heinous offences end in acquittal. In contrast, when the rate of conviction in Japan in 1997 came down from 99 per cent to 96 per cent, a Commission of Inquiry was set up for the purpose of finding out as to whether more false cases are being registered.
Under these circumstances, does the victim of a crime believe that he is ever going to get justice? We need to think seriously about this facet of human rights jurisprudence and it is the judicial officers of today who have to provide the solutions for tomorrow.
2. Delay in disposal of cases
The judicial officers of today have to realise that they are inheriting a legacy of huge arrears. The pendency of cases is huge because earlier methods of disposal were not very effective. Therefore, the judicial officers of today have to look at the problem of case disposal differently and to adopt different alternative methods of dispute resolution. To illustrate the point of arrears, I would like to quote from a report in which it is said:
"Unless a court can start with a reasonably clean slate, improvement of methods is likely to tantalise only. The existence of a mass of arrears takes the heart out of a Presiding Judge.... So long as such arrears exist, there is temptation to which many presiding officers succumb, to hold back the heavier-contested suits and devote attention to the lighter ones. The turnout of decisions in contested suits is thus maintained somewhere near the figure of institution, while the real difficult work is pushed into the background."
This may appear to be a quotation from a report that could have been prepared only yesterday, but in fact it is from the Justice Rankin Report of 1925. The situation does not seem to have changed over the last 75 years and that is why some non-conventional methods have to be adopted to tackle the huge pendency of cases.
Our justice-delivery system is bursting at the seams and may collapse unless immediate remedial measures are adopted not only by the judiciary but also by the legislature and the executive. It has been said by Lord Devlin:
"If our business methods were as antiquated as our legal system, we would have become a bankrupt nation long back."
Different wings of the State are plagued with corruption, nepotism, red tapism. There is hardly any law and order in this society. There are problems of poverty, hunger, malnutrition and food adulteration. Even after more than 57 years of independence we have not been able to provide safe drinking water to the people of this country. It is in this background that the common people of this country, with a hope that the judiciary will remove these ills with which society is suffering, see our courts as a last resort. However, as mentioned above, today even the judiciary is at a crossroad and it is a matter of concern to all of us. People had lost faith in the other two wings of the State much earlier. Unfortunately, the faith of the common man in the judiciary is also being eroded.
We all know that people indisputably have been trying to avoid law courts. Sometimes they are forced to do so as is the case in some of the States where people are forced to take their disputes only to the extra-constitutional courts. Should we, being a part of the society, allow this to happen? When for avenging a murder another murder takes place; when a landlord instead of approaching the court of law, hires the services of goons or where the services of the criminals are hired for settling all types of disputes; can we say that we are living in a civilised society governed by the rule of law? Answer to this question must be rendered in the negative.
We have to take remedial steps to prevent this erosion any further, and one of the major requirements for this is to deliver speedy and inexpensive justice to the common man. I would urge all of you to take this seriously because it is not for nothing that it is said that justice delayed is justice denied—and if justice is denied, there will be a collapse of the rule of law.
Recently in H.P.A. International v. Bhagwandas Fateh Chand Daswani4 the Supreme Court while deciding a matter arising out the Specific Relief Act lamented the delay in disposal of the suit, thus: (SCC p. 550, para 2)
"2. The facts of the present case should be an eye-opener to functionaries in law courts at all levels, that delay more often defeats justice, invariably adds complications to the already complicated issues involved in cases coming before them, and makes their duties more onerous by requiring them to adjust rights and equities arising from delay."
3. Inculcating the scientific temper
New and revolutionary methods and techniques of investigations are being tried out the world over. Are we in the judiciary ready for the advances made in technology? DNA fingerprinting has become commonplace in almost all investigations in Europe and America. This technology has been introduced in investigations in some of the larger cities of India such as Delhi and Bombay. Hyderabad has now established an expert institution of forensic science, which can help DNA fingerprinting of criminals. It is necessary for judicial officers to study the recent trends in investigative skills and to understand some of the problems that would arise with the use of new technology.
Another problematic area that is emerging in the scientific and technological field is that of cyber crimes. Although there are not many such crimes committed in India, it is bound to increase with the use of credit cards becoming a major source of fraud. Very often in cases of this kind the question of jurisdiction arises. In the international sphere, this has become a major issue of debate because crimes are committed in one country and the effect of that is felt in another country. Such problems are bound to arise within the courts in India, although on a smaller scale but then all judicial officers have to be prepared for this.
Tomorrow, new technologies are going to develop and to understand and appreciate these developments, we have to inculcate the scientific temper mandated by our Constitution. Already in India, e-courts at Mysore have started functioning and other courts will soon follow suit. E-filing in the Supreme Court is possible and in some other High Courts it is not a distant dream. Videoconferencing to examine witnesses has now received the approval of the Supreme Court in State of Maharashtra v. Dr. Praful B. Desai5 The use of digital signatures is being actively considered as a substitute for certified copies.
4. Effects of the international scene
We are now in the new economic sphere, which includes information technology, entertainment and communications. Society has become a global village. The face of the corporate sector has completely changed as old economic thoughts and practices have given way to the new economy and rapid economic changes. In this environment and atmosphere, law cannot remain static and it has to cope up with the fast changes especially on economic matters due to liberalisation.
The interpretation of law depends upon the need felt by society at any given point of time. We must take notice of the changes in society and in socio-economic trends. What at one point of time might be possible may not be possible in a changed situation. New areas of law are emerging, for example, intellectual property rights, international law, new interpretative canons and in particular interpretation with reference to the international treaties, declarations and conventions, antitrust law, competition law, commercial arbitration, new arenas of fundamental rights, human rights, environment and convergence, etc.
The new doctrines of interpretation of statutes as, for example, purposive construction or economic interpretation of a statute in the wake of globalisation of economy are gaining importance. Courts are frequently receiving cases where new interpretative jurisprudence is required to be invoked having regard to the international conventions, covenants and protocols. The doctrine of incompatibility in the wake of human rights movement envisaged under various international protocols and conventions as also protection of human rights is gaining momentum.
With the laws being incessantly made, decisions continually rendered, and new theories propounded giving new meanings to old principles, one does need to get out of the court periodically after every few years to lean back in a learning environment and imbibe the developments systematically to think about one's own functioning and also to exchange notes with similarly engaged judges.
And yet, in all this hustle and bustle, traditional disputes must not be overlooked. Speedy resolution of disputes between parties and the involvement of a third-party forum has been found imperative in areas of commercial and family law. The new concept of alternative dispute resolution (ADR) mechanisms have been given a thrust and meaning with the amendment of CPC. This reflects one of the changes being brought about by societal needs for which judicial officers must be prepared. It is worth recalling what Dean Roscoe Pound said:
"Men count more than machinery in the administration of justice."
5. Juvenile justice and justice for the depressed classes
Recent trends show that the weaker sections of society need special protection, whether they are children or women or those belonging to the depressed classes. Often they are victims of crime and are unable to speak out and help the investigating agencies in prosecuting the offender. A recent case at hand is a shocking incident of sexual abuse of young children in a juvenile home. In some cases young children themselves become criminals and then it becomes very difficult to deal with their problems except through special training.
One of the advantages of a Judicial Academy such as this is to impart training to judicial officers in certain areas where expertise was earlier not available or even if it was available, it was not utilised to the fullest extent.
Crime statistics up to 31-12-2002 show that almost 20% of all murders committed in the country are actually committed within the State of U.P. It has to be considered whether young offenders or first-time offenders should be kept in jail along with such a large number of alleged murderers. Prison reforms are also needed because sometimes the nature of the offence has also to be considered. Statistics show that 24% of all crimes against Scheduled Caste persons are reported from Uttar Pradesh. Can such persons be dealt with leniently, even if they are first-time offenders? This requires a delicate balancing.
6. Case management techniques
Today, court management has gained considerable importance because it has been tried and tested in other parts of the world and has been found to be a successful method of controlling the huge backlog of cases. Court management was first introduced in America in 1972 and over the years it has gained so much importance that it has become imperative for all courts to use court management techniques to reduce the caseload. This has now become a science involving not only court management but also case-flow management, which is the study of the time taken in various stages in litigation. It is not difficult in India to adopt the strategy of court management because the giving of adjournments and dates is in the hands of the judge and he can control the time spent at each stage of a case. By practising this method, it is possible to have a case ready for disposal within a specified period of time. Judicial officers now undergoing training will realise the benefits of this if they diligently and vigorously adopt this strategy from the date they start doing judicial work.
It may sometimes be necessary to acquire specialised knowledge for a special post or a special court, or even in respect of a specific skill in performance as a judge or an administrator. It is one thing for ideas and theories to evolve and be tested over the years in the study and the lecture room, and another thing to judge competing theories in the hothouse of the courtroom.
7. Judicial ethics
During this period of your training you must have been stuffed with sermons on moral values; what should be the qualities of a good judge, how a judicial officer should conduct himself inside and outside the court, culture of a judge, dos and don'ts to be practised by a judge et al. Therefore, I am not going to give you any such sermon today. Wherever, in the discharge of your duties you are able to redress a wrong, you should not hesitate in dethroning that wrong. You should be a person with high moral fibre. Character, commitment and capacity should be your hallmark. Simplicity and clarity should be your virtues. You have to achieve excellence in the administration of your duties. You have to restore the faith of people in the system.
We require a new vision accompanied by a concrete strategy to accomplish it. The whole emphasis is to develop a legal system, which does not stop at declaring rights but backs it up with concrete steps to enforce them. If you imbibe the qualities and discharge your duties with sincerity and devotion we can hope to restore credibility into the system. And if every person discharges his duties sincerely we can again put our great nation on the same pedestal as it was.
All the judges owe their allegiance to the Constitution of India which proclaims in the preamble the cherished goals of this fundamental document, namely, to usher in a socialist democratic republic. In this context, it is apt to quote from the Preamble to the Model Code of Judicial Conduct (1990) suggested by the American Bar Association:
"Our legal system is based on the principle that an independent, fair and competent judiciary will interpret and apply the laws that govern us. The role of the judiciary is central to American concepts of justice and the rule of law. Intrinsic to all sections of this Code are the percepts that judges, individually and collectively, must respect and honour the judicial office as a public trust and strive to enhance and maintain confidence in our legal system."
Conclusion
The Supreme Court of India recently in All India Judges' Assn. case3 also laid emphasis on the training to be imparted to the judicial officers. The objective behind the judicial training is to develop the skills, knowledge, work culture and attitude in a judicial officer with a view to improve the quality and quantity of his output.
A person who is selected to perform as a judicial officer discharging judicial functions may not be adequately equipped for this. He may commit errors unless trained before performance. Those errors may cause gross injustice and irretrievable harm to the person concerned which renders the system unjust at least for those who so suffer. Even then the judge can correct only if he is made to realise the mistake before he repeats them. This can be taken care of by forearming him with necessary tools of knowledge, skills and attitudes to induce the desired level of performance. Only by careful scrutiny of all aspects of the judiciary can we hope to detect, deter and defeat potential injustices.
This is done by training. It seeks to identify the gaps in the expertise available with a person for performance of a job and filling these gaps to raise the level of the expertise, to equip him to perform effectively. This training is indispensable at the threshold stage before a person starts performing.
Yet the process of training does not end here.
I close with a quotation from Ehrlich, who said:
"The ultimate guarantee of justice in a court of law is the personality of the judge."
JUDICIARY AND TRAINING+
by Justice S.B. Sinha++

Cite as : (2004) 7 SCC (J) 39

I am grateful to the Institute of Judicial Training and Research for giving me this opportunity to be amidst you this evening.
First of all, let me congratulate the new recruits to the judicial service who are undergoing training.
Getting through successfully into the judicial service is the aspiration of thousands of young advocates of this country. In fact, a recent survey conducted in Delhi and Bangalore found that the first career preference of law students was the judiciary—49% in Delhi and 45% in Bangalore. So, it cannot be doubted that you belong to a much-sought-after and prestigious service. There is no other service where one is truly independent and where his or her peers can only judge one's conduct. I can well imagine the amount of industry, patience and stern discipline and how many hours of self-denying toil has been put in by you young men and women, who have been able to make it to this service.
Need for continuing education
Many of you must have wondered why you were asked to undergo some training even after having passed the judicial service examination. Surely, you have had your basic routine education in school and professional education in a law college and you have spent some years at the Bar also before taking the judicial service examination. So, why should you have to undergo any training at all? I am sure that by having spent some time in this Academy, you must have now had some indication of, and perhaps also realised, the importance of professional training for the discharge of your duties as judicial officers.
But let me put it in a proper perspective. One of our greatest jurists, Mr Palkivala once described education, in one of his addresses, as the technique of transmitting civilisation. In order that it may transmit civilisation, education has to perform two major functions: it must enlighten the understanding, and it must enrich the character.
The two marks of a truly educated man, whose understanding has been enlightened, are the capacity to think clearly and his intellectual curiosity. If you have imbibed the ability to think clearly, you will adopt an attitude of reserve towards ideologies that are popular and be critical of the nostrums that are fashionable; enabling you to find the truth. Intellectual curiosity would enable you to continue and intensify the process of learning even after you have finished your training.
The second function of education is to enrich the character. What we need today, more than anything else is moral leadership—founded on courage, intellectual integrity and a sense of values. If you have been able to assimilate some of these attributes during the course of your training, only then I shall consider that this Academy has fulfilled its objective of imparting you proper education and the necessary training. You must appreciate that as members of the judicial service, you perform an important duty and belong to one of the important wings of administration. More importantly, in the course of your duties you would be discharging the essential sovereign function of dispensing justice.
This is where character is important. It is easy to get carried away with the importance of your position and to wield power that you never had before. But, you must remember that you are dispensing something divine, that is, justice according to law and reason. The power that you hold is, therefore, limited and circumscribed and not absolute. You cannot exercise power beyond your jurisdiction, and a man of character will be able to determine where his jurisdiction ends and when he begins to wield power that is beyond his jurisdiction. Training at the Academy is intended to guide you to appreciate your limits and thereby help you to build your character.
Attributes of a judge
Every judicial system consists of two components—a framework provided by the law and the judges who work within the system. The effectiveness of a system usually depends, in a substantial measure, on the effectiveness of the men who belong to and operate the system. The judicial system, even if it is perfectly structured, may yet not be an effective justice-delivery system if the persons working as judicial officers and administrative officers discharging judicial functions do not have the requisite operational skill or are not enthused to deliver robust substantial justice. Therefore, the quality of justice depends more on the men who administer the laws than on the laws they administer. It is these men and women who constitute the critical factor in the system, which has been operating for more than a century in this country.
For this reason, many people believe that our justice-delivery system, which has existed for so long is not at fault—they believe that it is the judges who are to be blamed for the ills of the system. Therefore, the judiciary today is at a crossroad. Accountability of judges is being talked about. There is nothing to worry about this and we must remember what Lord Atkin said in Andre Paul Terence Ambard v. Attorney General of Trinidad1 He said: (AIR p. 146)
"Justice is not a cloistered virtue: she must be allowed to suffer the scrutiny and respectful even though outspoken comments of ordinary men."
But there are some people who could unfairly use all the weaponries in their possession on the least provocation. In this, you need to be forewarned and forearmed. The first and foremost attribute that you must inculcate as a judicial officer and a member of the judiciary is the necessity of living such a life and conducting yourselves in such a manner, both inside and outside the court, so as not to provoke the critics. You have to make yourselves totally above criticism. But when there is constructive criticism, it must be accepted without being oversensitive about the issue.
The concept of accountability is connected with the power to govern. A person who is given the authority to govern has certain duties, obligations and functions to be performed. But it is to be mentioned that there have been complaints against the judiciary by the legislators and the executive that the former impedes social development by misappropriating power, which does not belong to it. But this should not unduly bother you, for the Supreme Court said that:
"In the free marketplace of ideas criticisms about the judicial system or judges should be welcomed, so long as such criticisms do not impair or hamper the administration of justice." (P.N. Duda v. P. Shiv Shanker2, p. 178, para 9)
Judges play a pivotal part in the administration of justice and further the trial Judge has a greater role to play in the dispensation of justice. Impartiality, honesty, knowledge and sincerity are the basic and inherent qualities which a trial Judge must possess in the discharge of his duty as a judicial officer.
The conduct of every judicial officer should be above reproach. He should be conscientious, studious, comprehensive, courteous, patient, punctual, just, impartial, fearless of public glamour, regardless of public praise and indifferent to private, political or partisan influences; he should administer justice according to law and deal with his appointment as a public trust; he should neither allow other affairs or his private interests to interfere with the prompt and proper performance of his judicial duties nor should he administer the office for the purpose of advancing his personal ambitions or increasing his popularity.
Judges are expected to be impeccable in their dealings. Each case coming before the judge has its own peculiarity and requires a fresh application of mind and skill. A judge has to constantly be a creative artist. His work, therefore, requires constant thinking and display of talent.
In light of the position projected above, the nature of judicial office, and the independence of the judiciary, personal conduct and official conduct of men who preside over this the most important branch of State have to be approached with care and caution. You must remember that judges are not employees of anybody. As members of the judiciary, you exercise the sovereign judicial power of the State. At whatever level they may be, judges represent the State and its authority (See All India Judges' Assn. v. Union of India3)
It is, therefore, essential that the personality of the judge, which in ultimate analysis consists of his equipment, behaviour and attitude, is developed to optimise the efficiency of the justice-delivery system.
I would like to end this aspect of the discussion with sagely advice given by the Greek philosopher Socrates over 2000 years ago:
"Four things belong to a judge: to hear courteously, to answer wisely, to consider soberly, and to decide impartially."
Administration of justice
Philosophers have long debated and discussed what is justice. But, we need not enter that domain, for we are concerned more with the administration of justice rather than its theoretical aspects.
Democratic polity of India is based on rule of law.
Ours is a vibrant democracy, which not only has a strong and independent judiciary but also integrates with a society that recognises the existence of the rule of law. For the continued existence and sustenance of a truly democratic State, administration of justice should be in the hands of not only competent but also impartial, independent and conscientious persons so that justice is rendered and rule of law is upheld, both of which are imperative for a free society.
We have given ourselves a beautiful Constitution with a high tone. However, it is widely accepted that it is not the letters of the Constitution but the people who manage it, that make it successful. India has been a great country with one of the greatest and oldest civilisations to boast about.
This is not what we say about ourselves; it is the perception of many scholars of foreign origin as well. I will quote Friedrich Muller, a German scholar, in this behalf:
"If I were to look over the whole world to find out the country most richly endowed with all the wealth, power and beauty that nature can bestow—in some parts a very paradise on earth—I should point to India. If I were asked under what sky the human mind has most fully developed some of its choicest gifts, has most deeply pondered on the greatest problems of life, and has found solutions of some of them which well deserve the attention even of those who have studied Plato and Kant—I should point to India. And if I were to ask myself from what literature we, here in Europe, we who have been nurtured almost exclusively on the thoughts of Greeks and Romans, and of one Semitic race, the Jewish, may draw that corrective which is most wanted in order to make our inner life more perfect, more comprehensive, more universal, in fact more truly human, a life, not for this life only, but a transfigured and eternal life—again I should point to India."
However, that is what India was once upon a time. We cannot, with equal authority, claim this to be present-day India.
In our country the judiciary has been entrusted with the task to ensure actualisation of the rights granted to citizens, and also with the task of seeing that the other limbs of the Government function within the constitutionally ordained parameters, especially when dealing with rights of citizens. It is, therefore, imperative that the judicial system is effective and efficient so that the laws conferring rights, and prescribing norms for the functioning of the executive are not rendered ornate phrases, meaningless in content.
It is in this context that we may now observe some emerging trends that our justice-delivery system will face in the near future.
1. Human rights jurisprudence
We have long accepted human rights as one of the founding pillars of our Constitution. Part III of our Constitution incorporates many aspects and principles of the Universal Declaration of Human Rights, 1948 as well as the International Covenant on Civil and Political Rights, 1966 which is an optional protocol to the Universal Declaration. Our judicial system ensures that every citizen shall have an effective remedy for enforcing his rights or freedoms. The legal maxim ubi jus ibi remedium is not an empty promise.
But we need to now focus on a new and developing strain of thought, that is, victimology. Are the victims of crime being adequately rehabilitated and is the criminal justice system adequately punishing the guilty? These are questions that we need to ask ourselves and try to find an answer. It is often said that criminals are ruling the roost with large-scale crimes, including murders, dacoities and white-collar crimes, which have assumed frightening and varied proportions. Women are not safe. There are frequent incidents of rape, molestation, and sexual harassment at workplaces, cases of bride burning and dowry deaths. In fact, the crime clock records 25 violent crimes every hour, including murders, culpable homicides, rapes and kidnappings. There is at least one dowry death every hour. Is our judicial system able to cope with the challenges thrown by hardened criminals?
Our criminal justice-delivery system bears a big question mark. Only 30 to 35 per cent of all criminal cases end in conviction, while 90 to 95 per cent of matters involving heinous offences end in acquittal. In contrast, when the rate of conviction in Japan in 1997 came down from 99 per cent to 96 per cent, a Commission of Inquiry was set up for the purpose of finding out as to whether more false cases are being registered.
Under these circumstances, does the victim of a crime believe that he is ever going to get justice? We need to think seriously about this facet of human rights jurisprudence and it is the judicial officers of today who have to provide the solutions for tomorrow.
2. Delay in disposal of cases
The judicial officers of today have to realise that they are inheriting a legacy of huge arrears. The pendency of cases is huge because earlier methods of disposal were not very effective. Therefore, the judicial officers of today have to look at the problem of case disposal differently and to adopt different alternative methods of dispute resolution. To illustrate the point of arrears, I would like to quote from a report in which it is said:
"Unless a court can start with a reasonably clean slate, improvement of methods is likely to tantalise only. The existence of a mass of arrears takes the heart out of a Presiding Judge.... So long as such arrears exist, there is temptation to which many presiding officers succumb, to hold back the heavier-contested suits and devote attention to the lighter ones. The turnout of decisions in contested suits is thus maintained somewhere near the figure of institution, while the real difficult work is pushed into the background."
This may appear to be a quotation from a report that could have been prepared only yesterday, but in fact it is from the Justice Rankin Report of 1925. The situation does not seem to have changed over the last 75 years and that is why some non-conventional methods have to be adopted to tackle the huge pendency of cases.
Our justice-delivery system is bursting at the seams and may collapse unless immediate remedial measures are adopted not only by the judiciary but also by the legislature and the executive. It has been said by Lord Devlin:
"If our business methods were as antiquated as our legal system, we would have become a bankrupt nation long back."
Different wings of the State are plagued with corruption, nepotism, red tapism. There is hardly any law and order in this society. There are problems of poverty, hunger, malnutrition and food adulteration. Even after more than 57 years of independence we have not been able to provide safe drinking water to the people of this country. It is in this background that the common people of this country, with a hope that the judiciary will remove these ills with which society is suffering, see our courts as a last resort. However, as mentioned above, today even the judiciary is at a crossroad and it is a matter of concern to all of us. People had lost faith in the other two wings of the State much earlier. Unfortunately, the faith of the common man in the judiciary is also being eroded.
We all know that people indisputably have been trying to avoid law courts. Sometimes they are forced to do so as is the case in some of the States where people are forced to take their disputes only to the extra-constitutional courts. Should we, being a part of the society, allow this to happen? When for avenging a murder another murder takes place; when a landlord instead of approaching the court of law, hires the services of goons or where the services of the criminals are hired for settling all types of disputes; can we say that we are living in a civilised society governed by the rule of law? Answer to this question must be rendered in the negative.
We have to take remedial steps to prevent this erosion any further, and one of the major requirements for this is to deliver speedy and inexpensive justice to the common man. I would urge all of you to take this seriously because it is not for nothing that it is said that justice delayed is justice denied—and if justice is denied, there will be a collapse of the rule of law.
Recently in H.P.A. International v. Bhagwandas Fateh Chand Daswani4 the Supreme Court while deciding a matter arising out the Specific Relief Act lamented the delay in disposal of the suit, thus: (SCC p. 550, para 2)
"2. The facts of the present case should be an eye-opener to functionaries in law courts at all levels, that delay more often defeats justice, invariably adds complications to the already complicated issues involved in cases coming before them, and makes their duties more onerous by requiring them to adjust rights and equities arising from delay."
3. Inculcating the scientific temper
New and revolutionary methods and techniques of investigations are being tried out the world over. Are we in the judiciary ready for the advances made in technology? DNA fingerprinting has become commonplace in almost all investigations in Europe and America. This technology has been introduced in investigations in some of the larger cities of India such as Delhi and Bombay. Hyderabad has now established an expert institution of forensic science, which can help DNA fingerprinting of criminals. It is necessary for judicial officers to study the recent trends in investigative skills and to understand some of the problems that would arise with the use of new technology.
Another problematic area that is emerging in the scientific and technological field is that of cyber crimes. Although there are not many such crimes committed in India, it is bound to increase with the use of credit cards becoming a major source of fraud. Very often in cases of this kind the question of jurisdiction arises. In the international sphere, this has become a major issue of debate because crimes are committed in one country and the effect of that is felt in another country. Such problems are bound to arise within the courts in India, although on a smaller scale but then all judicial officers have to be prepared for this.
Tomorrow, new technologies are going to develop and to understand and appreciate these developments, we have to inculcate the scientific temper mandated by our Constitution. Already in India, e-courts at Mysore have started functioning and other courts will soon follow suit. E-filing in the Supreme Court is possible and in some other High Courts it is not a distant dream. Videoconferencing to examine witnesses has now received the approval of the Supreme Court in State of Maharashtra v. Dr. Praful B. Desai5 The use of digital signatures is being actively considered as a substitute for certified copies.
4. Effects of the international scene
We are now in the new economic sphere, which includes information technology, entertainment and communications. Society has become a global village. The face of the corporate sector has completely changed as old economic thoughts and practices have given way to the new economy and rapid economic changes. In this environment and atmosphere, law cannot remain static and it has to cope up with the fast changes especially on economic matters due to liberalisation.
The interpretation of law depends upon the need felt by society at any given point of time. We must take notice of the changes in society and in socio-economic trends. What at one point of time might be possible may not be possible in a changed situation. New areas of law are emerging, for example, intellectual property rights, international law, new interpretative canons and in particular interpretation with reference to the international treaties, declarations and conventions, antitrust law, competition law, commercial arbitration, new arenas of fundamental rights, human rights, environment and convergence, etc.
The new doctrines of interpretation of statutes as, for example, purposive construction or economic interpretation of a statute in the wake of globalisation of economy are gaining importance. Courts are frequently receiving cases where new interpretative jurisprudence is required to be invoked having regard to the international conventions, covenants and protocols. The doctrine of incompatibility in the wake of human rights movement envisaged under various international protocols and conventions as also protection of human rights is gaining momentum.
With the laws being incessantly made, decisions continually rendered, and new theories propounded giving new meanings to old principles, one does need to get out of the court periodically after every few years to lean back in a learning environment and imbibe the developments systematically to think about one's own functioning and also to exchange notes with similarly engaged judges.
And yet, in all this hustle and bustle, traditional disputes must not be overlooked. Speedy resolution of disputes between parties and the involvement of a third-party forum has been found imperative in areas of commercial and family law. The new concept of alternative dispute resolution (ADR) mechanisms have been given a thrust and meaning with the amendment of CPC. This reflects one of the changes being brought about by societal needs for which judicial officers must be prepared. It is worth recalling what Dean Roscoe Pound said:
"Men count more than machinery in the administration of justice."
5. Juvenile justice and justice for the depressed classes
Recent trends show that the weaker sections of society need special protection, whether they are children or women or those belonging to the depressed classes. Often they are victims of crime and are unable to speak out and help the investigating agencies in prosecuting the offender. A recent case at hand is a shocking incident of sexual abuse of young children in a juvenile home. In some cases young children themselves become criminals and then it becomes very difficult to deal with their problems except through special training.
One of the advantages of a Judicial Academy such as this is to impart training to judicial officers in certain areas where expertise was earlier not available or even if it was available, it was not utilised to the fullest extent.
Crime statistics up to 31-12-2002 show that almost 20% of all murders committed in the country are actually committed within the State of U.P. It has to be considered whether young offenders or first-time offenders should be kept in jail along with such a large number of alleged murderers. Prison reforms are also needed because sometimes the nature of the offence has also to be considered. Statistics show that 24% of all crimes against Scheduled Caste persons are reported from Uttar Pradesh. Can such persons be dealt with leniently, even if they are first-time offenders? This requires a delicate balancing.
6. Case management techniques
Today, court management has gained considerable importance because it has been tried and tested in other parts of the world and has been found to be a successful method of controlling the huge backlog of cases. Court management was first introduced in America in 1972 and over the years it has gained so much importance that it has become imperative for all courts to use court management techniques to reduce the caseload. This has now become a science involving not only court management but also case-flow management, which is the study of the time taken in various stages in litigation. It is not difficult in India to adopt the strategy of court management because the giving of adjournments and dates is in the hands of the judge and he can control the time spent at each stage of a case. By practising this method, it is possible to have a case ready for disposal within a specified period of time. Judicial officers now undergoing training will realise the benefits of this if they diligently and vigorously adopt this strategy from the date they start doing judicial work.
It may sometimes be necessary to acquire specialised knowledge for a special post or a special court, or even in respect of a specific skill in performance as a judge or an administrator. It is one thing for ideas and theories to evolve and be tested over the years in the study and the lecture room, and another thing to judge competing theories in the hothouse of the courtroom.
7. Judicial ethics
During this period of your training you must have been stuffed with sermons on moral values; what should be the qualities of a good judge, how a judicial officer should conduct himself inside and outside the court, culture of a judge, dos and don'ts to be practised by a judge et al. Therefore, I am not going to give you any such sermon today. Wherever, in the discharge of your duties you are able to redress a wrong, you should not hesitate in dethroning that wrong. You should be a person with high moral fibre. Character, commitment and capacity should be your hallmark. Simplicity and clarity should be your virtues. You have to achieve excellence in the administration of your duties. You have to restore the faith of people in the system.
We require a new vision accompanied by a concrete strategy to accomplish it. The whole emphasis is to develop a legal system, which does not stop at declaring rights but backs it up with concrete steps to enforce them. If you imbibe the qualities and discharge your duties with sincerity and devotion we can hope to restore credibility into the system. And if every person discharges his duties sincerely we can again put our great nation on the same pedestal as it was.
All the judges owe their allegiance to the Constitution of India which proclaims in the preamble the cherished goals of this fundamental document, namely, to usher in a socialist democratic republic. In this context, it is apt to quote from the Preamble to the Model Code of Judicial Conduct (1990) suggested by the American Bar Association:
"Our legal system is based on the principle that an independent, fair and competent judiciary will interpret and apply the laws that govern us. The role of the judiciary is central to American concepts of justice and the rule of law. Intrinsic to all sections of this Code are the percepts that judges, individually and collectively, must respect and honour the judicial office as a public trust and strive to enhance and maintain confidence in our legal system."
Conclusion
The Supreme Court of India recently in All India Judges' Assn. case3 also laid emphasis on the training to be imparted to the judicial officers. The objective behind the judicial training is to develop the skills, knowledge, work culture and attitude in a judicial officer with a view to improve the quality and quantity of his output.
A person who is selected to perform as a judicial officer discharging judicial functions may not be adequately equipped for this. He may commit errors unless trained before performance. Those errors may cause gross injustice and irretrievable harm to the person concerned which renders the system unjust at least for those who so suffer. Even then the judge can correct only if he is made to realise the mistake before he repeats them. This can be taken care of by forearming him with necessary tools of knowledge, skills and attitudes to induce the desired level of performance. Only by careful scrutiny of all aspects of the judiciary can we hope to detect, deter and defeat potential injustices.
This is done by training. It seeks to identify the gaps in the expertise available with a person for performance of a job and filling these gaps to raise the level of the expertise, to equip him to perform effectively. This training is indispensable at the threshold stage before a person starts performing.
Yet the process of training does not end here.
I close with a quotation from Ehrlich, who said:
"The ultimate guarantee of justice in a court of law is the personality of the judge."
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THE PIVOTAL ROLE OF COURTS IN CRIMINAL JUSTICE ADMINISTRATION
The preamble of the Indian Constitution signifies that the framers of our constitution
were influenced by the French, American and Russian revolutions. Its contents in Part-III and
Part-IV reflect the values declared in the Universal Declaration of Human Rights and the
UN charter. It is relevant to note that it was in the critical forties that these documents were
created. Our founding fathers were aware of the inherent tension between Part-III and Part-
IV, the FRs and the DPS policies respectively. Both were to have equal importance and it
was a question of time for them to have been treated with equal importance. Initially as was
expected, fundamental rights – individual rights were given precedence and there arose the
conflict which came to be adverted to by none other than the first prime minister who in the
course of debate in connection with the fourth amendment to the constitution commented
thus:
“I would like to draw the attention of the house to something that is not adequately
stressed either in Parliament or in the country. We stress greatly and argue in courts of law
about the Fundamental Rights. Rightly so, but there is such a thing also as the Directive
Principles of Constitution. Those are, as the constitution says, the fundamental in the
governance of the country. If there is an inherent contradiction in the constitution between the
F.R. and Directive Principles of State Policy, it is upto this parliament to remove the
contradiction and make the F. Rights subsume the Directive Principles” 1
The role of the judiciary in resolving the contradiction was reflected in the statement of
the then CJI who at the time of the inauguration of the Supreme Court said thus:
“On the court will fall the delicate and difficult task of ensuring to the citizen the
enjoyment of his guaranteed rights consistently with the right of society and the state”2
Thus the Chief Justice was emphasizing the balancing function of the judiciary while
the constitution envisaged the judiciary to be proactive in achieving justice social, economic
and political (Preamble and Art. 38). After independence it was expected that our District
Judiciary would rise to be expectations reflected in the constitution. But the British Indian
mould of our judiciary well versed in the implementation of preconstitutional laws like the IPC,
Cr.PC, CPC, Evidence Act etc. and cast in the form of a law and order machinery as the
1 Quoted in Chinnappa Reddy, ’The court and the constitution”, (2008) 18-19.
2 Quoted in Chinnappa Reddy, ’The court and the constitution”, (2008) 21.
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bastion of the strong administration was reticent in getting into the role of a proactive agent of
social change. This reticence still persists despite the frequent exhortations by the apex court
and others. Old habits die hard. But we have to activate ourselves if we are to achieve the
aims set by our founding fathers.
In fact the preconstitutional laws like IPC, Cr.PC, Evidence Act, CPC etc. despite their
being preconstitutional enable the courts to be proactive and to achieve the new role
assigned to them by the constitution. Interestingly if willing, the courts could also give the
impression of resorting to balancing of the private and public interests while deciding cases
under these statutes. This is because of the primordial role assigned to them by the statutes.
This situation helps the courts with imagination to interpret the statute law in accordance with
the constitutional vision. An examination of these statutes indicate that they are court centric
enabling them to play the lead role. This becomes clear if one examines the application of
provisions of IPC, Evidence Act or Cr.PC.
Let us examine, by way of example, the application of IPC provisions in certain fact
situations. In the case of application of mistake of fact as a defence, the concept of
reasonable man comes quite often tainted by the segment of society the judge belongs. This
is so when one applies sudden and grave provocation, insanity defence, right of private
defence etc. etc. This can be brought home by way of an analysis of the decision in Ram
Bahadur Thapa v. State of Orissa3, wherein a Gurkha happened to kill and injure several
persons by way of his knife mistaking them to be evil spirits during night. The Orissa High
Court granted him the defence of mistake of fact saying that he actually by mistake thought
his victims to be evil spirits. Still, the question whether the man exercised ordinary prudence
of a reasonable man’ could be raised against this decision. Similarly, an analysis of
Madhavan v. State of Kerala4 also indicates that the ‘reasonable man’ who is suddenly
provoked could be different depending upon the segments of society to which the judge
belongs. The decisions in Cherubin Gregory v. State of Bihar5 and Ashraf v. State of
Kerala6 could be analyzed to show how the court could respond differently in appreciating
the similar fact-situations viz-a-viz the same statutory provision in the IPC.
3 AIR 1960 Ori 161.
4 AIR 1966 Ker 258. It was a case where the husband was found to have been suddenly provoked by the throw of
the mangal sutra at him by his wife. There could be difference of opinion as to ‘prudent man’ in the same
circumstances if the judge is of a different hue and holds different view.
5 (1964) 1 Cri. L.J. 138
6 1993 1 KLT 501
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It is fruitful to examine the various provisions in the Indian Evidence Act to show that
the Indian System empowers the judge to do justice in criminal cases. Leaving apart the
malleability or manoevrability of provisions like S-8, 9 etc, the provision in S-165 declares in
unequivocal terms the supremacy of the Indian trial judge in conducting the trials. It enacts:
S-165.7 Judge’s power to put questions or order production: The judge may, in order
to discover or to obtain proper proof of relevant facts, ask any question he pleases, in any
form, at any time, of any witness, or of the parties, about any fact relevant or irrelevant; and
may order the production of any document or thing; and neither the parties nor their agents
shall be entitled to make any objection to any such question or order, nor, without the leave
of the court, to cross examine any witness upon any answer given in reply to any such
question.
Provided that the judgment must be based upon facts declared by this Act to be
relevant, and duly proved:
Provided also that this section shall not authorize any judge to compel any witness to
answer any question, or to produce any document which such witness would be entitled to
refuse to answer or produce under sections 121 to 131, both inclusive, if the question were
asked or the document were called for by the adverse party; nor should the judge ask any
question which it would be improper for any other person to ask under section 148 or 149 nor
shall he dispense with primary evidence of any document, except in the cases hereinbefore
excepted.
Apart from other relevant provisions, section 310 Cr.PC becomes quite relevant while
considering the position of the trial judge in dealing with evidence. Section 310 Cr.PC enacts:
Section-310.8 Local Inspection – (1) Any judge or Magistrate may, at any stage of any
inquiry, trial or other proceeding, after new notice to the parties, visit and inspect any place in
which an offence is alleged to have been committed, or any other place which it is in his
opinion necessary to view for the purpose of properly appreciating the evidence given at
such inquiry or trial, and shall without unnecessary delay record a memorandum of any
relevant facts observed at such inspection.
7 See Ram Chander v. State of Haryana, 1981 SCC (Cri.) 683, Vincent v. State of Kerala
8 See State of Himachal Pradesh v. Mast Ram [2004] 8 SCC 660
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(2) Such memorandum shall form part of the record of the case and if the prosecutor,
complainant or accused or any other party to the cases, so desires, a copy of the
memorandum shall be furnished to him free of cost.
How enabling it is to deliver justice in a case becomes evident if one ventures to
exercise this power. Criminal Procedure Code, right from arrest of the accused till the
finalization of the case seems to repose maximum faith on the judicial officer.
Theoretically speaking, a person is restrained from movement by way of arrest when
he is accused of a cognizable case by the police the representative of the society. The
accusation is brought before the magistrate the independent and impartial authority
interposed between the individual and the society. It is therefore the magistrate to resolve the
conflict. The magistrate is also authorized to peruse the records of his arrest, deal with the
request for remand, bail etc. S-44 authorizes the magistrate to effect arrest. It declares thus:
S-44 Arrest by magistrate: When any offence is committed in the presence of a
magistrate, whether Executive or Judicial, within his local jurisdiction, he may himself arrest
or order any person to arrest the offender, and may thereupon, subject to the provisions
herein contained as to bail, commit the offender to custody.9
S-57 10 makes it obligatory for the arrested person to be brought before the magistrate
within 24 hours of the arrest. In fact this provision reflects Art. 22 of the constitution which in
material part lays down thus:
Art. 22 (1) No person who is arrested shall be detained in custody without being
informed, as soon as may be, of the grounds for such arrest nor shall he be denied the right
to consult, and to be defended by, a legal practitioner of his choice.
(2) Every person who is arrested and detained in custody shall be produced before the
nearest magistrate, within a period of 24 hours of such arrest excluding the time necessary
for the journey from the place of arrest to the court of the magistrate and no such person
shall be detained in custody beyond the said period without the authority of a magistrate.
9 D.K. Basu v. State of W.B. (1997) 1 SCC 416
10 Khatri (II) v. State of Bihar (1981) SCC (Cri.) 228
I.G. of Police v. Prem Sagar (1999) 5 SCC 700.
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Examination of various provisions dealing with initiation of investigation and trial, at
every stage shows the tremendous faith the system reposes on our judiciary. While S-157
requires a copy of the FIR to be forwarded to the magistrate S-156 (3) empowers the
magistrate to order investigation independently of police. S-159 authorizes the magistrate to
hold investigation or preliminary inquiry. The power for remand and granting of default bail
rests again with the magistrate. While the policy of the code seems to keep the investigation
close to the chest of the police, S-172 shows its faith in the impartiality of the judge. For S-
172 (2) enacts thus:
“(2) Any criminal court may send for the police diaries of a case under inquiry or trial in
such court, and may use such diaries, not as evidence in the case, but to aid it in such
inquiry or trial”
The report of the investigation is also to be submitted to the court under S-173 11. The
provisions enabling the court to inquire into the cause of death (S-174) avoiding presence of
the accused from appearing before the court (S-205) supply of copies of documents to the
parties (S-207) framing of the charges etc. are to be attended by the court.
If there is no case found against a person it is for the magistrate to record it and
discharge him. Similarly, on charges being found not sustainable it is for the court to record
acquittal. In the case of trial before a court of sessions also the position of the judge is above
all. It is for him to consider discharge (S-227), framing of charge (S-228) or conviction on plea
(S-229).
In chapter XIX on trial of warrant cases by magistrates it is again the court which plays
the active role. It is for it to see whether supply of copies of documents has been complied
with and to discharge the person if no prima facie case is found (S-239). If not discharged,
again it is the court which frames the charge (S-240) and proceeds further.
The new chapter XXI-A on plea bargaining also emphasizes the role of the court in the
working of the scheme (S-265 A–265 H).
11 The accused has a right to fair investigation. See Manu Sharma’s decision, (2010) 6 SCC 1.
See also observations in Zakira Sheikh (2004) 4 SCC 158 with regard to the duties of the court.
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The court is empowered to summon new witness (S-311), get the signature or
handwriting samples (S-311 A), obtain a statement of the accused direct from him (S-313)
and to examine the accused as a witness if he so desires (S-315). The court can also
dispense with the presence of accused in certain cases (S-317).
One of the important provisions in chapter XXIV is S-319 enabling the court to
proceed against other persons appearing to be guilty of offence. Though its dimensions are
yet to be explored it may be stated that this is a very strong provision empowering the court
to initiate criminal proceedings against a person if the court is satisfied about such a step
having regard to the evidence in the case.
In effecting compounding of offences (S-320) and withdrawal of case also the court’s
role is pivotal. The Cr.PC makes provisions enabling the magistrate not to commit any
mistake as to his jurisdiction for trial or punishment of an offence (See S-323, 324, 326 etc.).
The code also provides for the trial and punishment of offense affecting administration
of justice. Under this chapter XXVI also it is the court which has the power to deal with these
offences. Section 344 provides for a summary procedure for trial for giving false evidence.
Section 348 empowers the court to discharge the offender on tendering of apology whereas
S-349 enables the court to impose punishment for refusing to answer court’s questions.
Some of the important provisions the court should focus are the sections, dealing with
payment of compensation (S-357) victim compensation (S-357-A)12, payment of
compensation for groundless arrest (S-358)13 and the statutory obligation to consider release
of persons on probation (S-360 and 361).
In short, the District Judiciary has ample powers in all the matters connected with
criminal justice administration14. Some of the powers given to the court go to the extent of
reposing much faith on the courts for the protection of the accused. Simultaneously, it is
believed that the court will also look into the interests of the society though the police and
public prosecutors would be primarily taking care of the societal interests. The provisions in
the Cr.PC and Evidence Act are indeed judge centric and therefore the, judge’s role as
12 See Palaniappa Gounder v. State of T.N. (1977) 2 SCC 634.
13 See Mallappa v. Veerabasappa, 1977 Cri. L.J. 1856
14 The High Court has also ample powers and duties to see that Criminal Justice Admn. is done properly. It has
powers to control advocates’ appearance in courts - See R.K. Anand v. Registrar, Delhi High Court, (2009) 8
SCC 106.
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protector of the individuals interests and society’s interests assumes importance and
deserves emphasis.
Judicial Brethren - Wear Wholesome Outlook
The Constitution of India provides for three tier judicial pyramid. District
Judiciary is its foundation and base. The Supreme Court is the Summit Court. In
between is the High Court of each state. All the three play a vital role in the justice
delivery system. One of the sources for elevation to the High Court is the District
Judiciary. Its link with the Constitution is important in our constitutional system. The
use of the expression ‘Subordinate Courts’ in article 235 is not healthy. Equally,
article 228 de-links the district judiciary from the Constitution. Under article 228, the
High Courts can withdraw a case from the District Court involving interpretation of the
Constitution. During the course of last more than 60 years, one does not know, how
many cases may have been withdrawn. But the direct consequence of this provision
(article 228) has been that the District Judiciary stands divorced from the Constitution
of India. This is a retrograde provision. This provision needs reconsideration in the
light of our experience. Infact, this deprives our district judiciary of that ‘wholesome’
Constitutional outlook.
The judicial brethren at all levels need to wear wholesome outlook. The mental
make-up makes all the difference. Therefore, Think positive. Act positive. Do positive.
Be not suspicious. A suspicious judicial mind would hamper the doing of justice. The
judicial brethren must bring change in their outlook. This change is must. It is not
difficult. It is, infact, possible.
Alfred Nobel was the inventor of dynamite. Over 100 years ago, he was
reading the morning news paper. To his utter surprise, he found his name in the
obituary column. The newspaper had reported the death of a wrong person by
mistake. The obituary read, “Dynamite king dies. He was the merchant of death”.
Alfred Nobel asked himself, this is how I am going to be remembered ? He felt
depressed. His feelings and emotions took charge of him. After sometime, he
composed himself. He gave serious thought as to what he should do so that he is
remembered for something good. He created a Trust. He instituted the great Nobel
Prize. This change in his mental make-up and outlook enriched and continues to
enrich the whole world. May it be in the field of Literature. Medicine. Science.
Economics. Peace. In such variety of fields, the sound minds which make rich
Page | 2
contribution are honoured and awarded the Nobel Prize every year. This change has
made Alfred Nobel immortal. He is no more. His fragrance continues.
Accordingly, if the judicial brethren cultivate and wear wholesome outlook, it
would make all the difference in the justice delivery system of our country. To do
justice is service of the noblest kind. To do justice is divine. It is only the fortunate
one who gets an opportunity to do justice.
The judicial brethren are human beings. Harold Laski once wrote to justice
Holmes : “He wished that people could be persuaded to realize that judges are
human beings; it would be a real help to jurisprudence”. Both, the people and the
judges need to realize that judges are human beings. To be a good judge, be a good
human being. Knowledge of law is not that important as it is to be a good human
being. Minus this, it would be difficult to be a good judge.
Shakespeare wrote : judge not so that ye be not judged. It is difficult to
subscribe to this. Judge so that ye be also judged. The judicial brethren must not be
scared or worried that they are being judged. They must wear the judicious
conscious. Judicious outlook. Perform the duties of your office without fear or favour.
Affection or ill will. A judge is answerable to his conscious. This is the constitutional
mandate.
Socrates gave four way test for a judge :
Hear courteously;
Consider soberly;
Answer wisely; and
Decide impartially.
This four way test sums up the outlook of the judicial brethren.
Justice A.K. Sikri in the recent High Court Judges’ Conference at the National
Judicial Academy, Bhopal suggested four virtues of a judge.
Page | 3
Judicial Courage is the first virtue. A judge must be courageous. Must be
bold. The courts often face difficult situations. Unless, the court has the virtue of
being bold, it would fail in it constitutional obligation.
Judicial Temperament is the second virtue which the judicial brethren must
possess. They must be cool and clinical. They must not be temperamental. If a judge
loses his temper, he would not be able to do justice. Lord Denning died 100 and plus.
In his court, a lady argued her own case. She was given a patient hearing. The
petition came to be dismissed. The lady got furious. She lost her temper. There were
three books lying in front of her. She picked up each book one by one to hit Lord
Denning. Lord Denning saved himself. He ducked. Each time the lady missed the
target. No more books Lord Denning kept his cool. Didn’t say a word. The lady
walked up to the exit door. Stopped. She said, how cool even in a war situation. She
walked out. Lord Denning said, a matter of sudden provocation. Still another example
of judicial temperament. In London Times, some time back, a story appeared.
Alongwith the story, there were photographs of three Lords of House of Lords. The
caption was : “Old Fools”. One of the Lords happened to come to India. Fali Nariman
happen to meet him. He asked him about the story that had appeared. The Lords
were described as “Old Fools” and yet no contempt notice was issued? He smiled.
He asked, what was there to issue the contempt notice ? ‘Old’ is a matter of ‘Fact’.
‘Fool’ is a matter of ‘Opinion’. Why contempt notice ? How cool. How balanced. This
is reflective of the judicial temperament. Under the Indian Constitution, there is a
fundamental duty for every citizen to develop scientific temper. The judicial brethren
would be able to render wholesome justice, if they are able to cultivate the virtue of
cool mind. Control temper. Justice would flow.
Judicial Wisdom is the third virtue. Sound minds are not easily liable to
extraneous considerations. It is not known, whether any Nobel laureate may have
fallen prey to any such dubious practice. The book ‘Legends in Law’ written by V.
Sudhish Pai is a store-house. It has portrayed brilliantly some of our great judges and
lawyers. Soli Sorabjee while writing about the book has recorded : ‘A feeling of awe
and reverence is generated as we witness the procession of the greats unfolded
before us’. This book should become compulsory reading for the judicial brethren. It
is full of judicial wisdom. Knowledge for doing justice is necessary.
Page | 4
Judicial Independence is the fourth virtue. This goes to the root of the
Institution of judiciary. If rule of law is to be sustained, judicial independence is the
raw material which is needed for its sustenance. Indian higher judiciary is perhaps
the strongest. Its contribution is sue generis. Matchable with other systems. Around
the globe. Second to none. The brethren in black robes has played its innings. Infact,
it continues to play. This in itself does not mean that we are flaw-less. That there are
no aberrations in our system. We need a judicial Ombudsman with constitutional
fabric.
The four way test and the four judicial virtues constitute the judicial culture. It is
this culture which unites and binds the brethren. If the brethren would wear this
judicial cultural outlook, the judicial brethren will be able to render wholesome justice.
The nation is hungry for justice. Come forward. Do not lag behind. This is your
constitutional obligation. Attitude determines the altitude.
(Balram K. Gupta)
Director
National Judicial Academy
India
Judicial Brethren - Wear Wholesome Outlook
The Constitution of India provides for three tier judicial pyramid. District
Judiciary is its foundation and base. The Supreme Court is the Summit Court. In
between is the High Court of each state. All the three play a vital role in the justice
delivery system. One of the sources for elevation to the High Court is the District
Judiciary. Its link with the Constitution is important in our constitutional system. The
use of the expression ‘Subordinate Courts’ in article 235 is not healthy. Equally,
article 228 de-links the district judiciary from the Constitution. Under article 228, the
High Courts can withdraw a case from the District Court involving interpretation of the
Constitution. During the course of last more than 60 years, one does not know, how
many cases may have been withdrawn. But the direct consequence of this provision
(article 228) has been that the District Judiciary stands divorced from the Constitution
of India. This is a retrograde provision. This provision needs reconsideration in the
light of our experience. Infact, this deprives our district judiciary of that ‘wholesome’
Constitutional outlook.
The judicial brethren at all levels need to wear wholesome outlook. The mental
make-up makes all the difference. Therefore, Think positive. Act positive. Do positive.
Be not suspicious. A suspicious judicial mind would hamper the doing of justice. The
judicial brethren must bring change in their outlook. This change is must. It is not
difficult. It is, infact, possible.
Alfred Nobel was the inventor of dynamite. Over 100 years ago, he was
reading the morning news paper. To his utter surprise, he found his name in the
obituary column. The newspaper had reported the death of a wrong person by
mistake. The obituary read, “Dynamite king dies. He was the merchant of death”.
Alfred Nobel asked himself, this is how I am going to be remembered ? He felt
depressed. His feelings and emotions took charge of him. After sometime, he
composed himself. He gave serious thought as to what he should do so that he is
remembered for something good. He created a Trust. He instituted the great Nobel
Prize. This change in his mental make-up and outlook enriched and continues to
enrich the whole world. May it be in the field of Literature. Medicine. Science.
Economics. Peace. In such variety of fields, the sound minds which make rich
Page | 2
contribution are honoured and awarded the Nobel Prize every year. This change has
made Alfred Nobel immortal. He is no more. His fragrance continues.
Accordingly, if the judicial brethren cultivate and wear wholesome outlook, it
would make all the difference in the justice delivery system of our country. To do
justice is service of the noblest kind. To do justice is divine. It is only the fortunate
one who gets an opportunity to do justice.
The judicial brethren are human beings. Harold Laski once wrote to justice
Holmes : “He wished that people could be persuaded to realize that judges are
human beings; it would be a real help to jurisprudence”. Both, the people and the
judges need to realize that judges are human beings. To be a good judge, be a good
human being. Knowledge of law is not that important as it is to be a good human
being. Minus this, it would be difficult to be a good judge.
Shakespeare wrote : judge not so that ye be not judged. It is difficult to
subscribe to this. Judge so that ye be also judged. The judicial brethren must not be
scared or worried that they are being judged. They must wear the judicious
conscious. Judicious outlook. Perform the duties of your office without fear or favour.
Affection or ill will. A judge is answerable to his conscious. This is the constitutional
mandate.
Socrates gave four way test for a judge :
Hear courteously;
Consider soberly;
Answer wisely; and
Decide impartially.
This four way test sums up the outlook of the judicial brethren.
Justice A.K. Sikri in the recent High Court Judges’ Conference at the National
Judicial Academy, Bhopal suggested four virtues of a judge.
Page | 3
Judicial Courage is the first virtue. A judge must be courageous. Must be
bold. The courts often face difficult situations. Unless, the court has the virtue of
being bold, it would fail in it constitutional obligation.
Judicial Temperament is the second virtue which the judicial brethren must
possess. They must be cool and clinical. They must not be temperamental. If a judge
loses his temper, he would not be able to do justice. Lord Denning died 100 and plus.
In his court, a lady argued her own case. She was given a patient hearing. The
petition came to be dismissed. The lady got furious. She lost her temper. There were
three books lying in front of her. She picked up each book one by one to hit Lord
Denning. Lord Denning saved himself. He ducked. Each time the lady missed the
target. No more books Lord Denning kept his cool. Didn’t say a word. The lady
walked up to the exit door. Stopped. She said, how cool even in a war situation. She
walked out. Lord Denning said, a matter of sudden provocation. Still another example
of judicial temperament. In London Times, some time back, a story appeared.
Alongwith the story, there were photographs of three Lords of House of Lords. The
caption was : “Old Fools”. One of the Lords happened to come to India. Fali Nariman
happen to meet him. He asked him about the story that had appeared. The Lords
were described as “Old Fools” and yet no contempt notice was issued? He smiled.
He asked, what was there to issue the contempt notice ? ‘Old’ is a matter of ‘Fact’.
‘Fool’ is a matter of ‘Opinion’. Why contempt notice ? How cool. How balanced. This
is reflective of the judicial temperament. Under the Indian Constitution, there is a
fundamental duty for every citizen to develop scientific temper. The judicial brethren
would be able to render wholesome justice, if they are able to cultivate the virtue of
cool mind. Control temper. Justice would flow.
Judicial Wisdom is the third virtue. Sound minds are not easily liable to
extraneous considerations. It is not known, whether any Nobel laureate may have
fallen prey to any such dubious practice. The book ‘Legends in Law’ written by V.
Sudhish Pai is a store-house. It has portrayed brilliantly some of our great judges and
lawyers. Soli Sorabjee while writing about the book has recorded : ‘A feeling of awe
and reverence is generated as we witness the procession of the greats unfolded
before us’. This book should become compulsory reading for the judicial brethren. It
is full of judicial wisdom. Knowledge for doing justice is necessary.
Page | 4
Judicial Independence is the fourth virtue. This goes to the root of the
Institution of judiciary. If rule of law is to be sustained, judicial independence is the
raw material which is needed for its sustenance. Indian higher judiciary is perhaps
the strongest. Its contribution is sue generis. Matchable with other systems. Around
the globe. Second to none. The brethren in black robes has played its innings. Infact,
it continues to play. This in itself does not mean that we are flaw-less. That there are
no aberrations in our system. We need a judicial Ombudsman with constitutional
fabric.
The four way test and the four judicial virtues constitute the judicial culture. It is
this culture which unites and binds the brethren. If the brethren would wear this
judicial cultural outlook, the judicial brethren will be able to render wholesome justice.
The nation is hungry for justice. Come forward. Do not lag behind. This is your
constitutional obligation. Attitude determines the altitude.
(Balram K. Gupta)
Director
National Judicial Academy
IndiaJudicial Brethren - Wear Wholesome Outlook
The Constitution of India provides for three tier judicial pyramid. District
Judiciary is its foundation and base. The Supreme Court is the Summit Court. In
between is the High Court of each state. All the three play a vital role in the justice
delivery system. One of the sources for elevation to the High Court is the District
Judiciary. Its link with the Constitution is important in our constitutional system. The
use of the expression ‘Subordinate Courts’ in article 235 is not healthy. Equally,
article 228 de-links the district judiciary from the Constitution. Under article 228, the
High Courts can withdraw a case from the District Court involving interpretation of the
Constitution. During the course of last more than 60 years, one does not know, how
many cases may have been withdrawn. But the direct consequence of this provision
(article 228) has been that the District Judiciary stands divorced from the Constitution
of India. This is a retrograde provision. This provision needs reconsideration in the
light of our experience. Infact, this deprives our district judiciary of that ‘wholesome’
Constitutional outlook.
The judicial brethren at all levels need to wear wholesome outlook. The mental
make-up makes all the difference. Therefore, Think positive. Act positive. Do positive.
Be not suspicious. A suspicious judicial mind would hamper the doing of justice. The
judicial brethren must bring change in their outlook. This change is must. It is not
difficult. It is, infact, possible.
Alfred Nobel was the inventor of dynamite. Over 100 years ago, he was
reading the morning news paper. To his utter surprise, he found his name in the
obituary column. The newspaper had reported the death of a wrong person by
mistake. The obituary read, “Dynamite king dies. He was the merchant of death”.
Alfred Nobel asked himself, this is how I am going to be remembered ? He felt
depressed. His feelings and emotions took charge of him. After sometime, he
composed himself. He gave serious thought as to what he should do so that he is
remembered for something good. He created a Trust. He instituted the great Nobel
Prize. This change in his mental make-up and outlook enriched and continues to
enrich the whole world. May it be in the field of Literature. Medicine. Science.
Economics. Peace. In such variety of fields, the sound minds which make rich
Page | 2
contribution are honoured and awarded the Nobel Prize every year. This change has
made Alfred Nobel immortal. He is no more. His fragrance continues.
Accordingly, if the judicial brethren cultivate and wear wholesome outlook, it
would make all the difference in the justice delivery system of our country. To do
justice is service of the noblest kind. To do justice is divine. It is only the fortunate
one who gets an opportunity to do justice.
The judicial brethren are human beings. Harold Laski once wrote to justice
Holmes : “He wished that people could be persuaded to realize that judges are
human beings; it would be a real help to jurisprudence”. Both, the people and the
judges need to realize that judges are human beings. To be a good judge, be a good
human being. Knowledge of law is not that important as it is to be a good human
being. Minus this, it would be difficult to be a good judge.
Shakespeare wrote : judge not so that ye be not judged. It is difficult to
subscribe to this. Judge so that ye be also judged. The judicial brethren must not be
scared or worried that they are being judged. They must wear the judicious
conscious. Judicious outlook. Perform the duties of your office without fear or favour.
Affection or ill will. A judge is answerable to his conscious. This is the constitutional
mandate.
Socrates gave four way test for a judge :
Hear courteously;
Consider soberly;
Answer wisely; and
Decide impartially.
This four way test sums up the outlook of the judicial brethren.
Justice A.K. Sikri in the recent High Court Judges’ Conference at the National
Judicial Academy, Bhopal suggested four virtues of a judge.
Page | 3
Judicial Courage is the first virtue. A judge must be courageous. Must be
bold. The courts often face difficult situations. Unless, the court has the virtue of
being bold, it would fail in it constitutional obligation.
Judicial Temperament is the second virtue which the judicial brethren must
possess. They must be cool and clinical. They must not be temperamental. If a judge
loses his temper, he would not be able to do justice. Lord Denning died 100 and plus.
In his court, a lady argued her own case. She was given a patient hearing. The
petition came to be dismissed. The lady got furious. She lost her temper. There were
three books lying in front of her. She picked up each book one by one to hit Lord
Denning. Lord Denning saved himself. He ducked. Each time the lady missed the
target. No more books Lord Denning kept his cool. Didn’t say a word. The lady
walked up to the exit door. Stopped. She said, how cool even in a war situation. She
walked out. Lord Denning said, a matter of sudden provocation. Still another example
of judicial temperament. In London Times, some time back, a story appeared.
Alongwith the story, there were photographs of three Lords of House of Lords. The
caption was : “Old Fools”. One of the Lords happened to come to India. Fali Nariman
happen to meet him. He asked him about the story that had appeared. The Lords
were described as “Old Fools” and yet no contempt notice was issued? He smiled.
He asked, what was there to issue the contempt notice ? ‘Old’ is a matter of ‘Fact’.
‘Fool’ is a matter of ‘Opinion’. Why contempt notice ? How cool. How balanced. This
is reflective of the judicial temperament. Under the Indian Constitution, there is a
fundamental duty for every citizen to develop scientific temper. The judicial brethren
would be able to render wholesome justice, if they are able to cultivate the virtue of
cool mind. Control temper. Justice would flow.
Judicial Wisdom is the third virtue. Sound minds are not easily liable to
extraneous considerations. It is not known, whether any Nobel laureate may have
fallen prey to any such dubious practice. The book ‘Legends in Law’ written by V.
Sudhish Pai is a store-house. It has portrayed brilliantly some of our great judges and
lawyers. Soli Sorabjee while writing about the book has recorded : ‘A feeling of awe
and reverence is generated as we witness the procession of the greats unfolded
before us’. This book should become compulsory reading for the judicial brethren. It
is full of judicial wisdom. Knowledge for doing justice is necessary.
Page | 4
Judicial Independence is the fourth virtue. This goes to the root of the
Institution of judiciary. If rule of law is to be sustained, judicial independence is the
raw material which is needed for its sustenance. Indian higher judiciary is perhaps
the strongest. Its contribution is sue generis. Matchable with other systems. Around
the globe. Second to none. The brethren in black robes has played its innings. Infact,
it continues to play. This in itself does not mean that we are flaw-less. That there are
no aberrations in our system. We need a judicial Ombudsman with constitutional
fabric.
The four way test and the four judicial virtues constitute the judicial culture. It is
this culture which unites and binds the brethren. If the brethren would wear this
judicial cultural outlook, the judicial brethren will be able to render wholesome justice.
The nation is hungry for justice. Come forward. Do not lag behind. This is your
constitutional obligation. Attitude determines the altitude.
(Balram K. Gupta)
Director
National Judicial Academy
India